Ways You Can Affiliate with NEXT
Being an independent financial professional means structuring your practice your way, according to how you want to serve your clients and how you want to be compensated for that service. You may affiliate with NEXT in any of the following capacities:
FEE-BASED INVESTMENT ADVISER REPRESENTATIVE (IAR)
You may join NEXT as an IAR, conducting your advisory business under our corporate Registered Investment Advisor (RIA).
Transactional, commission-based financial professional
If your practice is based on buying and selling general securities, mutual funds, packaged products, etc., you may join NEXT as a commission-based financial professional.
Dual Registration
If you seek to do a combination of commission-based and advisory business with NEXT as your Broker-Dealer for your brokerage business and corporate RIA for your advisory business, you may join us as a dually registered financial professional.
Independent RIA
As a registrant of NEXT, you may conduct advisory business through your own Independent Registered Investment Advisor firm (“I-RIA”), if a direct owner. Also as a registrant of NEXT, and if allowed by your State Regulatory authority, you may conduct advisory business through your own I-RIA and through NEXT’s RIA.
