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Atria Wealth Solutions Completes Acquisition of Independent Wealth Management Firm SCF Securities, Inc.
- April 8, 2021
- Posted by: nextMarketing
- Category: Blog, News, NEXT in the News
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Atria Wealth Solutions to Acquire Independent Wealth Management Firm SCF Securities, Inc.
- January 27, 2021
- Posted by: Tavares Davis
- Category: News, NEXT in the News
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Atria Wealth Solutions Tops Cerulli Associate’s List of Fastest Growing Organizations
- December 21, 2020
- Posted by: nextMarketing
- Category: News, NEXT in the News
The Atria organization was named the fastest-growing broker-dealer network by number of financial professionals and second-fastest-growing by assets in Cerulli Associates’ recently released U.S. Broker/Dealer Marketplace report.
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Atria Wealth Solutions Completes Acquisition of Western International Securities
- May 20, 2020
- Posted by: nextMarketing
- Category: News, NEXT in the News
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Atria Launches Unio™ Featuring Business Texting
- February 6, 2020
- Posted by: nextMarketing
- Category: News, NEXT in the News
New advisor platform built to deepen the advisor-client connection
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The SECURE Act Explained
- January 3, 2020
- Posted by: Grant Cox
- Category: Blog, Regulation, Retirement
On December 20, 2019, President Trump signed the “Setting Every Community Up for Retirement Enhancement Act” into law. Better known as the SECURE Act, the law makes several changes to rules governing workplace retirement plans …
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Independent Financial Advisors in the 2020s: What to Expect
- December 12, 2019
- Posted by: Grant Cox
- Category: Blog
With the end of 2019 at hand, it’s also the end of a decade of technological progress, industry development, and regulatory change for independent financial advisors. Of course, the end of one decade means the beginning of another …
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What do Zero Commission Trades Mean for Independent Financial Advisors?
- November 12, 2019
- Posted by: Grant Cox
- Category: Blog, Practice Management, Uncategorized
In early October, Charles Schwab set off a fervor in the discount brokerage space by cutting trade commissions to zero on U.S. stocks, ETFs and options. Soon after, TD Ameritrade, E-Trade, Ally Financial and Fidelity followed suit…
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Reg BI: What you can do now to prepare
- October 14, 2019
- Posted by: Grant Cox
- Category: Blog, Regulation
If you’re an independent financial advisor, there’s really no way to know exactly how the SEC will enforce their new Regulation Best Interest (Reg BI) rules, which go into effect June 30, 2020. However, you can still do your best to prepare for the regulatory change…
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Why the SEC is being sued over Reg BI
- September 13, 2019
- Posted by: Grant Cox
- Category: Blog, News, Regulation
A coalition of state attorneys general filed a federal lawsuit against the Securities and Exchange Commission’s (SEC) Regulation Best Interest (Reg BI) rules on Monday…