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Atria Wealth Solutions Tops Cerulli Associate’s List of Fastest Growing Organizations
- December 21, 2020
- Posted by: nextMarketing
- Category: News, NEXT in the News
No CommentsThe Atria organization was named the fastest-growing broker-dealer network by number of financial professionals and second-fastest-growing by assets in Cerulli Associates’ recently released U.S. Broker/Dealer Marketplace report.
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Atria Launches Unio™ Featuring Business Texting
- February 6, 2020
- Posted by: nextMarketing
- Category: News, NEXT in the News
New advisor platform built to deepen the advisor-client connection
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Doug Ketterer Elected to FSI Board of Directors
- January 23, 2020
- Posted by: Grant Cox
- Category: NEXT in the News
The Financial Services Institute (FSI) announced the election of five new directors to the 2020 board on Wednesday, one of which was Doug Ketterer, CEO and Founding Partner of Atria Wealth Solutions.
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The SECURE Act Explained
- January 3, 2020
- Posted by: Grant Cox
- Category: Blog, Regulation, Retirement
On December 20, 2019, President Trump signed the “Setting Every Community Up for Retirement Enhancement Act” into law. Better known as the SECURE Act, the law makes several changes to rules governing workplace retirement plans …
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Atria Wealth Solutions To Acquire Independent Wealth Management Firm Western International Securities, Inc.
- November 21, 2019
- Posted by: Tavares Davis
- Category: NEXT in the News
New York, NY and Pasadena, CA – November 21, 2019 – Atria Wealth Solutions, Inc. (Atria), a multi-channel wealth management solutions holding company, today announced an agreement to acquire Pasadena, CA-based independent broker-dealer Western International Securities, Inc. (WIS). WIS was founded in 1995 and serves over 400 independent financial advisors with $13 billion in assets under administration.
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NEXT Advisor James Slaughter to be Awarded for Professional Achievement, Community Contributions
- November 19, 2019
- Posted by: Grant Cox
- Category: NEXT in the News
James Slaughter, co-founder and president of rapidly growing Sierra Ridge Wealth Management, will be honored tonight as one of Sacramento’s 40 Under 40 award winners.
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Reg BI: What you can do now to prepare
- October 14, 2019
- Posted by: Grant Cox
- Category: Blog, Regulation
If you’re an independent financial advisor, there’s really no way to know exactly how the SEC will enforce their new Regulation Best Interest (Reg BI) rules, which go into effect June 30, 2020. However, you can still do your best to prepare for the regulatory change…
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Why the SEC is being sued over Reg BI
- September 13, 2019
- Posted by: Grant Cox
- Category: Blog, News, Regulation
A coalition of state attorneys general filed a federal lawsuit against the Securities and Exchange Commission’s (SEC) Regulation Best Interest (Reg BI) rules on Monday…
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Inverted Yield Curve: Why you should take it with a grain of salt
- August 30, 2019
- Posted by: Grant Cox
- Category: Blog, Markets
If you’ve paid attention to financial news over the past couple of weeks, you know that the inverted yield curve has dominated headlines. Historically, this phenomenon …
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How to Build a Successful Webinar
- August 13, 2019
- Posted by: Grant Cox
- Category: Blog, Business Development, Marketing, Technology
Its 2019 and the way people interact with your business online continues to evolve. It has never been easier to give information to your client base …
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