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Reg BI: What you can do now to prepare
- October 14, 2019
- Posted by: Grant Cox
- Category: Blog, Regulation
No CommentsIf you’re an independent financial advisor, there’s really no way to know exactly how the SEC will enforce their new Regulation Best Interest (Reg BI) rules, which go into effect June 30, 2020. However, you can still do your best to prepare for the regulatory change…
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Why the SEC is being sued over Reg BI
- September 13, 2019
- Posted by: Grant Cox
- Category: Blog, News, Regulation
A coalition of state attorneys general filed a federal lawsuit against the Securities and Exchange Commission’s (SEC) Regulation Best Interest (Reg BI) rules on Monday…
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Inverted Yield Curve: Why you should take it with a grain of salt
- August 30, 2019
- Posted by: Grant Cox
- Category: Blog, Markets
If you’ve paid attention to financial news over the past couple of weeks, you know that the inverted yield curve has dominated headlines. Historically, this phenomenon …
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How to Build a Successful Webinar
- August 13, 2019
- Posted by: Grant Cox
- Category: Blog, Business Development, Marketing, Technology
Its 2019 and the way people interact with your business online continues to evolve. It has never been easier to give information to your client base …
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What your retirement plan is missing
- March 29, 2019
- Posted by: Grant Cox
- Category: Blog, Retirement
Congratulations if you’re one of the many Americans responsible enough to formulate a comprehensive retirement plan …
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Finding a Niche and Building Your Brand as a Financial Advisor
- March 22, 2019
- Posted by: Grant Cox
- Category: Blog, Business Development, Marketing, Practice Management
If you think back to your time in grade school, you may remember learning in biology class that there’s a specific niche for every organism in an ecosystem …
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Financial Advising to Millennials, the Future of the Financial Services
- February 7, 2019
- Posted by: Grant Cox
- Category: Blog, Business Development, Practice Management
As commonly represented in media headlines, the millennial generation is infamous for eschewing the ways of previous generations. Then it should come as no surprise that millennials are investing differently too …