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What do Zero Commission Trades Mean for Independent Financial Advisors?
- November 12, 2019
- Posted by: Grant Cox
- Category: Blog, Practice Management, Uncategorized
No CommentsIn early October, Charles Schwab set off a fervor in the discount brokerage space by cutting trade commissions to zero on U.S. stocks, ETFs and options. Soon after, TD Ameritrade, E-Trade, Ally Financial and Fidelity followed suit…
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Why the SEC is being sued over Reg BI
- September 13, 2019
- Posted by: Grant Cox
- Category: Blog, News, Regulation
A coalition of state attorneys general filed a federal lawsuit against the Securities and Exchange Commission’s (SEC) Regulation Best Interest (Reg BI) rules on Monday…
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How to Build a Successful Webinar
- August 13, 2019
- Posted by: Grant Cox
- Category: Blog, Business Development, Marketing, Technology
Its 2019 and the way people interact with your business online continues to evolve. It has never been easier to give information to your client base …
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Bear Market Survival Strategies: Are You Smarter Than the Average Bear?
- July 18, 2019
- Posted by: Grant Cox
- Category: Blog, Markets, Personal finance, Uncategorized
As the U.S trade war with China continues and signs of a global economic slow-down mount, it seems that a recession may be just around the corner…
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ETFs and Mutual Funds: What’s the difference?
- June 21, 2019
- Posted by: Grant Cox
- Category: Blog, Personal finance
Hopefully, at this point in your financial journey you have come to understand the importance of diversification…
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Regulation Best Interest passes SEC
- June 5, 2019
- Posted by: Grant Cox
- Category: Blog, News, Regulation
The Securities and Exchange Commission (SEC) voted 3-1 to pass the Regulation Best Interest rules this morning, along with a few other proposals making up its “advice-standards package.” …
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Investment Vehicles: Stocks and Bonds
- May 31, 2019
- Posted by: Grant Cox
- Category: Blog, Personal finance
Stocks and bonds are two of the most well-known ways you can invest your money…
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Annuity basics: What are annuities and how do they work?
- May 17, 2019
- Posted by: Grant Cox
- Category: Blog, Personal finance, Retirement
When it comes to investing, everyone has the same basic goal: use money to make more money. However, not everyone has the same risk tolerance…
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Financial Advisors and Social Media: What your strategy is missing
- April 26, 2019
- Posted by: Grant Cox
- Category: Blog, Business Development, Marketing, Practice Management, Social Media
More advisors are using social media to improve their business than ever before, according to a new survey by Putnam Investments …
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What your retirement plan is missing
- March 29, 2019
- Posted by: Grant Cox
- Category: Blog, Retirement
Congratulations if you’re one of the many Americans responsible enough to formulate a comprehensive retirement plan …