Home Office
financial advisor
-
Why the SEC is being sued over Reg BI
- September 13, 2019
- Posted by: Grant Cox
- Category: Blog, News, Regulation
No CommentsA coalition of state attorneys general filed a federal lawsuit against the Securities and Exchange Commission’s (SEC) Regulation Best Interest (Reg BI) rules on Monday…
-
Bear Market Survival Strategies: Are You Smarter Than the Average Bear?
- July 18, 2019
- Posted by: Grant Cox
- Category: Blog, Markets, Personal finance, Uncategorized
As the U.S trade war with China continues and signs of a global economic slow-down mount, it seems that a recession may be just around the corner…
-
To Put or Call? That is the question
- July 5, 2019
- Posted by: Grant Cox
- Category: Blog, Personal finance
Are you tired of investing in boring, old stocks and bonds? Have you been searching for a way to spice up your investments? Search no more, friend. The right option for you is—well, options…
-
Finding a Niche and Building Your Brand as a Financial Advisor
- March 22, 2019
- Posted by: Grant Cox
- Category: Blog, Business Development, Marketing, Practice Management
If you think back to your time in grade school, you may remember learning in biology class that there’s a specific niche for every organism in an ecosystem …
-
What to do with your tax refund
- February 22, 2019
- Posted by: Grant Cox
- Category: Blog, Personal finance
It’s that time of year again and millions of Americans are anxiously awaiting their reward for being responsible, IRS-abiding citizens: their tax refunds…
-
Where are we on the SEC Regulation Best Interest Rule?
- February 15, 2019
- Posted by: Grant Cox
- Category: Blog, Regulation
On June 21, 2018, the U.S. 5th Circuit Court of Appeals vacated the Department of Labor (DOL) fiduciary rule…
-
FINRA and the SEC: Regulators of the Financial Services
- January 30, 2019
- Posted by: Grant Cox
- Category: Blog
The financial services industry is perhaps the most regulated in the United States, and for good reason…
-
How will the government shutdown affect the stock market?
- January 18, 2019
- Posted by: Grant Cox
- Category: Blog, Markets
The partial government shutdown is now the longest in United States history. Without getting into the politics that caused the shutdown, let’s discuss what the shutdown means for the stock market…
-
Fintech trends to look for in 2019
- January 11, 2019
- Posted by: Grant Cox
- Category: Blog, Technology
2019 has finally arrived, but the march of time a¬nd the accompanying technological progress continues. With this in mind, let’s look at some tech trends financial advisors should look out for in 2019…
-
Year-end finance tips
- December 24, 2018
- Posted by: Grant Cox
- Category: Blog, Personal finance
This time of year often means excessive shopping and hectic holiday plans, but it also means you have an opportunity for some financial housekeeping before 2019 …